kyc risk and AML & Compliance Checks automate on client creation
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@@ -129,9 +129,130 @@
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<!-- CTR -->
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@if (activeTab === 'ctr') {
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<div class="fiu-section">
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<!-- LIVE: cash-related AML alerts awaiting AML Officer review -->
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>CTR — Cash Transaction Report</h3>
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<h3>Live Cash Alerts</h3>
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<p>
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Raised by the transaction-monitoring rule engine — review and whitelist or escalate to Principal Officer
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</p>
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</div>
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<select class="fiu-inp" [(ngModel)]="amlAlertStatusFilter" (ngModelChange)="loadAmlAlerts()">
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<option value="">All statuses</option>
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<option value="RAISED">Raised</option>
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<option value="UNDER_REVIEW">Under Review</option>
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<option value="WHITELISTED">Whitelisted</option>
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<option value="ESCALATED">Escalated</option>
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</select>
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</div>
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<div class="fiu-tbl-wrap">
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<table class="fiu-tbl">
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<thead>
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<tr>
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<th>ID</th>
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<th>Client</th>
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<th>Type</th>
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<th>Rule</th>
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<th class="ta-r">Amount</th>
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<th>Raised On</th>
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<th>Status</th>
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<th>Notes</th>
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<th>Action</th>
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</tr>
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</thead>
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<tbody>
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@for (alert of amlAlerts; track alert.id) {
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<tr>
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<td>{{ alert.id }}</td>
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<td>{{ alert.clientDisplayName }}</td>
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<td>{{ alert.transactionType }}</td>
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<td>{{ alert.ruleCode }} — {{ alert.ruleDescription }}</td>
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<td class="ta-r mono">₹{{ alert.amount | number: '1.0-0' }}</td>
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<td>{{ alert.raisedOn | date: 'medium' }}</td>
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<td>
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<span [class]="amlStatusClass(alert.status)">{{ alert.status }}</span>
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</td>
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<td>
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@if (alert.status === 'RAISED' || alert.status === 'UNDER_REVIEW') {
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<input
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type="text"
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class="fiu-inp"
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placeholder="Review notes"
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[(ngModel)]="amlReviewNotes[alert.id]"
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/>
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} @else {
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<span class="muted">{{ alert.reviewNotes }}</span>
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}
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</td>
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<td>
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@if (alert.status === 'RAISED' || alert.status === 'UNDER_REVIEW') {
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<div class="fiu-action-group" *mifosxHasPermission="'REVIEW_AML_ALERT'">
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<button class="fiu-btn fiu-btn-g" (click)="whitelistAlert(alert)">Whitelist</button>
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<button class="fiu-btn fiu-btn-xml" (click)="escalateAlert(alert)">Escalate</button>
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</div>
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}
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</td>
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</tr>
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} @empty {
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<tr>
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<td colspan="9" class="fiu-empty">No live alerts.</td>
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</tr>
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}
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</tbody>
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</table>
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</div>
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<!-- LIVE: monthly CTR reports (mechanical, threshold-based) -->
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>Monthly CTR Reports</h3>
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<p>
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Threshold: <strong>₹{{ bank.cashThreshold | number }}</strong> per single txn / connected aggregate
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per month
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</p>
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</div>
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<div class="fiu-action-group">
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<input class="fiu-inp" type="month" [(ngModel)]="ctrGenerateMonth" />
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<button class="fiu-btn fiu-btn-g" *mifosxHasPermission="'REVIEW_AML_ALERT'" (click)="generateCtrReport()">
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Generate
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</button>
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</div>
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</div>
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<div class="fiu-tbl-wrap">
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<table class="fiu-tbl">
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<thead>
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<tr>
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<th>Month</th>
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<th>Generated On</th>
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<th class="ta-c">Records</th>
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<th>Status</th>
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<th>Submitted On</th>
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</tr>
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</thead>
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<tbody>
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@for (r of amlCtrReports; track r.id) {
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<tr>
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<td>{{ r.reportMonth }}</td>
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<td>{{ r.generatedOn | date: 'medium' }}</td>
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<td class="ta-c">{{ r.recordCount }}</td>
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<td>
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<span [class]="amlStatusClass(r.status)">{{ r.status }}</span>
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</td>
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<td>{{ r.submittedOn ? (r.submittedOn | date: 'medium') : '—' }}</td>
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</tr>
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} @empty {
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<tr>
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<td colspan="5" class="fiu-empty">No CTR reports generated yet.</td>
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</tr>
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}
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</tbody>
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</table>
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</div>
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<!-- FINnet export template (separate concern — TC1/TC2 file-format generation) -->
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>FINnet TC2 Export Template</h3>
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<p>
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All cash transactions ≥ ₹{{ bank.cashThreshold | number }} (single or aggregate per month per account)
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</p>
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@@ -221,9 +342,107 @@
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<!-- STR -->
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@if (activeTab === 'str') {
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<div class="fiu-section">
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<!-- LIVE: STR cases with full Principal Officer actions -->
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>STR — Suspicious Transaction Report</h3>
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<h3>Live STR Cases</h3>
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<p>
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Escalated by an AML Officer; Principal Officer investigates, concludes and files with FIU-IND within 7
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working days
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</p>
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</div>
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</div>
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<div class="fiu-tbl-wrap">
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<table class="fiu-tbl">
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<thead>
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<tr>
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<th>ID</th>
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<th>Client</th>
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<th class="ta-c">Cumulative Cases</th>
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<th>Assigned PO</th>
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<th>Conclusion</th>
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<th>FIU Due Date</th>
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<th>Status</th>
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<th>Action</th>
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</tr>
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</thead>
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<tbody>
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@for (sc of amlStrCases; track sc.id) {
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<tr [class.selected-row]="selectedStrCase?.id === sc.id">
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<td>{{ sc.id }}</td>
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<td>{{ sc.clientDisplayName }}</td>
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<td class="ta-c" [class.escalation-warning]="sc.cumulativeStrCaseCountForClient >= 3">
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{{ sc.cumulativeStrCaseCountForClient }}
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</td>
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<td>{{ sc.assignedPoUsername || '—' }}</td>
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<td>{{ sc.conclusion || '—' }}</td>
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<td>{{ sc.fiuDueDate || '—' }}</td>
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<td>
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<span [class]="amlStatusClass(sc.status)">{{ sc.status }}</span>
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</td>
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<td><button class="fiu-btn fiu-btn-g" (click)="selectStrCase(sc)">Investigate</button></td>
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</tr>
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} @empty {
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<tr>
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<td colspan="8" class="fiu-empty">No STR cases yet.</td>
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</tr>
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}
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</tbody>
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</table>
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</div>
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@if (selectedStrCase) {
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<div class="str-case-detail">
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>STR Case #{{ selectedStrCase.id }} — {{ selectedStrCase.clientDisplayName }}</h3>
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<p>
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Alert #{{ selectedStrCase.alertId }} ·
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{{ selectedStrCase.cumulativeStrCaseCountForClient }} cumulative STR case(s) for this client
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@if (selectedStrCase.cumulativeStrCaseCountForClient >= 3) {
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<span class="escalation-badge">Risk category auto-escalated</span>
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}
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</p>
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</div>
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<button class="fiu-btn fiu-btn-g" (click)="closeStrCaseDetail()">Close</button>
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</div>
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<div class="case-form" *mifosxHasPermission="'CONCLUDE_AML_STR'">
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<div class="form-row">
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<label for="fiuInvestigationNotes">Investigation notes (source-of-transaction history reviewed)</label>
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<textarea id="fiuInvestigationNotes" rows="3" [(ngModel)]="concludeInvestigationNotes"></textarea>
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</div>
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<div class="form-row">
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<label for="fiuSourceOfFundsNotes">Source-of-funds notes</label>
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<textarea id="fiuSourceOfFundsNotes" rows="2" [(ngModel)]="concludeSourceOfFundsNotes"></textarea>
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</div>
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<div class="form-row conclusion-row">
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<label>
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<input type="radio" name="fiuConclusion" value="NOT_SUSPICIOUS" [(ngModel)]="concludeConclusion" />
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Not suspicious (whitelist)
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</label>
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<label>
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<input type="radio" name="fiuConclusion" value="SUSPICIOUS" [(ngModel)]="concludeConclusion" />
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Suspicious (file STR)
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</label>
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</div>
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<button class="fiu-btn fiu-btn-xml" (click)="concludeStrCase()">Conclude</button>
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@if (selectedStrCase.status === 'CONCLUDED_SUSPICIOUS') {
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<div class="file-str-row">
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<label for="fiuFileReferenceNo">FIU-IND acknowledgement / reference number</label>
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<input id="fiuFileReferenceNo" class="fiu-inp" type="text" [(ngModel)]="fileReferenceNo" />
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<button class="fiu-btn fiu-btn-xml" (click)="fileStrCase()">Mark STR Filed</button>
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</div>
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}
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</div>
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</div>
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}
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<!-- FINnet export template (separate concern — STR XML file-format generation) -->
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<div class="fiu-form-meta">
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<div class="fiu-form-title">
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<h3>FINnet STR XML Export Template</h3>
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<p>Detected by AML rules engine + branch compliance officers; filed within 7 days</p>
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</div>
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<button class="fiu-btn fiu-btn-xml" (click)="exportStrXml()">
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